Managing an Effective AML Compliance Program: 2-day In-Person Seminar

Website http://bit.ly/1ybNmAO | Edit Freely

Category Banking and Financial Services;

Deadline: December 04, 2014 | Date: December 05, 2014-December 06, 2014

Venue/Country: Scottsdale, U.S.A

Updated: 2014-12-02 22:26:26 (GMT+9)

Call For Papers - CFP

Are the financial transactions within your organization subject to money laundering risk? Do you have a robust internal controls program that focuses on mitigating the greatest AML/Fraud risks? Are your employees aware of the red flags within all financial transaction business processes and know what to do if they find unusual or suspicious activity? Are your company and management are up to date on its compliance requirements and the potential impact of non-compliance?

Learning Objective:

Key goals of this course are:

To provide an understanding of money laundering and how it can impact an institution

To review the importance of “tone at the top” and how to implement a compliance-friendly environment

To learn about the critical internal controls and how these controls can protect your institution

Who will Benefit:

BSA/AML Officers, Compliance Officers, AML Analysts, Operations Managers, Remittance Analysts, Consultants, Internal Auditors, Accounting and Finance Directors, Internal Auditors, Legal Departments, Compliance Officers, and Risk Managers at Banks, Broker-Dealers, Residential Mortgage Lenders & Originators, Precious Gems Traders, Money Services Businesses and other nonbank financial institutions.

Risk Management

Legal

Regulatory

Compliance

Audit

Use coupon code 232082 and get 10% off on registration.