Knowing when to Perform Extended Due Diligence for Treasury Clients
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Website http://www.onlinecompliancepanel.com/webinar/ExtendedDueDiligence-501098/OCT-2015-ES |
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Category BSA/AML, Terrorist Financing, alternative structures, corporate structures, trusts, beneficiaries, EDD, Enhanced Due Diligence, Extended Due Diligence
Deadline: October 27, 2015 | Date: October 28, 2015
Venue/Country: online Webinar, U.S.A
Updated: 2015-10-07 20:31:47 (GMT+9)
Call For Papers - CFP
Knowing when to Perform Extended Due Diligence for Treasury ClientsInstructor: Warren R. MarkowitzProduct ID: 501098DescriptionFrom identifying EDD clients to understanding the relationships between the parts of the EDD clients that require you to take the action, we will examine and explain different types of clients and structures that are at the core of the problem. Do you understand the difference between a vested interest and a contingent, or the position of LP's vs GP's, or Managers vs. Managing Members; if the answer is yes to one or more of these, then you have the building blocks to conduct EDD, if not, then you should spend a little time with us and learn the ins and outs of funds, corporate entities, trusts and partnerships that require you to look deeper into your client relationships.Objectives of the PresentationIdentification of operational and beneficial persons in a corp or other entity structureDetermining to what extent EDD should be conducted when dealing with entitiesUnderstanding control and beneficial ownersUnderstanding vested and contingent beneficiariesDetermining the potential impact based on projected products and services to be usedExplaining the necessity of EDD to compliance, and operational personnel to speed up the collection and application of dataWhy Should you AttendThis webinar will provide the building blocks, material understanding and functional aspects of alternative structures that are used by large and small clients to hide, confuse and bury potential AML issues and problems. Not that every LLC is a potential launderer but with the proper understanding of the matter one can reduce or eliminate that concern.Areas CoveredDetermining if a client requires EDDControl and beneficial parties; what is the difference and why?Understanding the parts of different entities and organizationsWhat is EDD and how to use it to improve one's AML and TF provisionsUsing the information collected under EDD to expand and support AML ProcessesExpanding AML Processes, and the development of alternative monitoring avenuesWho can BenefitBSA/AML and Compliance Officers, onboarding personnel, trading and customer relationship persons will benefit from the information and understanding provided in this webinar. All persons in the financial services industries that come in contact with or act on behalf of clients should attend.For Registration -http://www.onlinecompliancepanel.com/webinar/ExtendedDueDiligence-501098/OCT-2015-ESNote : Use coupon code 1371 and get 10% off on Registration
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