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    Knowing when to Perform Extended Due Diligence for Treasury Clients

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    Website http://www.onlinecompliancepanel.com/webinar/ExtendedDueDiligence-501098/OCT-2015-ES | Want to Edit it Edit Freely

    Category BSA/AML, Terrorist Financing, alternative structures, corporate structures, trusts, beneficiaries, EDD, Enhanced Due Diligence, Extended Due Diligence

    Deadline: October 27, 2015 | Date: October 28, 2015

    Venue/Country: online Webinar, U.S.A

    Updated: 2015-10-07 20:31:47 (GMT+9)

    Call For Papers - CFP

    Knowing when to Perform Extended Due Diligence for Treasury Clients

    Instructor: Warren R. Markowitz

    Product ID: 501098

    Description

    From identifying EDD clients to understanding the relationships between the parts of the EDD clients that require you to take the action, we will examine and explain different types of clients and structures that are at the core of the problem. Do you understand the difference between a vested interest and a contingent, or the position of LP's vs GP's, or Managers vs. Managing Members; if the answer is yes to one or more of these, then you have the building blocks to conduct EDD, if not, then you should spend a little time with us and learn the ins and outs of funds, corporate entities, trusts and partnerships that require you to look deeper into your client relationships.

    Objectives of the Presentation

    Identification of operational and beneficial persons in a corp or other entity structure

    Determining to what extent EDD should be conducted when dealing with entities

    Understanding control and beneficial owners

    Understanding vested and contingent beneficiaries

    Determining the potential impact based on projected products and services to be used

    Explaining the necessity of EDD to compliance, and operational personnel to speed up the collection and application of data

    Why Should you Attend

    This webinar will provide the building blocks, material understanding and functional aspects of alternative structures that are used by large and small clients to hide, confuse and bury potential AML issues and problems. Not that every LLC is a potential launderer but with the proper understanding of the matter one can reduce or eliminate that concern.

    Areas Covered

    Determining if a client requires EDD

    Control and beneficial parties; what is the difference and why?

    Understanding the parts of different entities and organizations

    What is EDD and how to use it to improve one's AML and TF provisions

    Using the information collected under EDD to expand and support AML Processes

    Expanding AML Processes, and the development of alternative monitoring avenues

    Who can Benefit

    BSA/AML and Compliance Officers, onboarding personnel, trading and customer relationship persons will benefit from the information and understanding provided in this webinar. All persons in the financial services industries that come in contact with or act on behalf of clients should attend.

    For Registration -

    http://www.onlinecompliancepanel.com/webinar/ExtendedDueDiligence-501098/OCT-2015-ES

    Note : Use coupon code 1371 and get 10% off on Registration


    Keywords: Accepted papers list. Acceptance Rate. EI Compendex. Engineering Index. ISTP index. ISI index. Impact Factor.
    Disclaimer: ourGlocal is an open academical resource system, which anyone can edit or update. Usually, journal information updated by us, journal managers or others. So the information is old or wrong now. Specially, impact factor is changing every year. Even it was correct when updated, it may have been changed now. So please go to Thomson Reuters to confirm latest value about Journal impact factor.