BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly
View: 229
Website http://bit.ly/1xcJa4u |
Edit Freely
Category Banking and Financial Services;
Deadline: February 11, 2016 | Date: February 11, 2016-February 12, 2016
Venue/Country: San Diego, U.S.A
Updated: 2016-01-29 21:49:11 (GMT+9)
Call For Papers - CFP
Although financial institutions have been managing BSA operations as per the regulatory requirements, the change in focus to appropriate BSA/AML/OFAC risk assessment has become increasingly important. Regulators look to the organization for insurance and evidence that BSA operations are appropriately performing risk assessments. Appropriate risk assessments are essential in an organization’s strategic planning and development, as well as ensuring compliance with laws and regulations.This Bank Secrecy Act risk assessment seminar will highlight BSA best practices that are being acknowledged and recognized by regulators and examiners and will discuss each risk assessment area. Attendees will learn how to conduct a comprehensive review of their current organization’s BSA/AML/OFAC risk assessment.Learning Objectives:Key goals of this BSA risk assessment course are:To review and evaluate policies and procedures for risk assessmentsTo help identify your organization’s risksTo determine your organization’s risk threshold based on the organization’s strategic plans and business modelsWho Will Benefit:BSA / AML OfficersInternal AuditorsStaff with Roles and Responsibilities in BSA/AML Management and OversightMoney Service Business BSA/AML OfficersCorporate AuditorsTopic Background:Financial institutions are required to be compliant with BSA rules and regulations. Such compliance needs to be well documented and consistent to ensure financial institutions avoid BSA violations and implications. Financial institutions’ BSA programs must have adequate risk assessment policies and procedures along with monitoring programs, training programs, and qualified employees overseeing the BSA daily operations and independent testing.Note:Use coupon code NB5SQH8N and get 10% off on registration.For Registration:http://www.complianceonline.com/bsa-aml-ofac-risk-assessments-regulatory-requirements-seminar-training-80181SEM-prdsm?channel=ourglocal
Keywords: Accepted papers list. Acceptance Rate. EI Compendex. Engineering Index. ISTP index. ISI index. Impact Factor.
Disclaimer: ourGlocal is an open academical resource system, which anyone can edit or update. Usually, journal information updated by us, journal managers or others. So the information is old or wrong now. Specially, impact factor is changing every year. Even it was correct when updated, it may have been changed now. So please go to Thomson Reuters to confirm latest value about Journal impact factor.