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    Fiduciary Risk and Fiduciary Risk Management

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    Website https://www.traininng.com/webinar/fiduciary-risk-and-fiduciary-risk-management-201531live?ourglocal- | Want to Edit it Edit Freely

    Category

    Deadline: July 08, 2020 | Date: July 08, 2020

    Venue/Country: Online event, U.S.A

    Updated: 2020-05-25 20:04:07 (GMT+9)

    Call For Papers - CFP

    Overview

    Individuals who should consider attending this webinar are persons that serve in a fiduciary capacity as an individual or as members of a fiduciary activity within a business. Also, individuals who serve in senior management, risk management, compliance or audit with oversight responsibility of business activities with fiduciary roles should consider attending.

    In addition, this webinar would be of value to regulators who also must address businesses with fiduciary activities under their supervision as well as colleges and universities with risk management as part of a degree curriculum.

    Why you should Attend

    This presentation will provide:

    An understanding of fiduciary roles and fiduciary risk

    An understanding of fiduciary risk conditions and fiduciary risk events

    An understanding of fiduciary risk consequences

    An understanding of fiduciary-like responsibilities

    An understanding of potential causes of fiduciary risk events within fiduciary functions

    A focus on suitability and disclosure as potential causes of fiduciary risk events

    The presentation also will review the functions that contain fiduciary responsibilities, site the laws and regulations that govern fiduciary activities and address the recent new DOL Fiduciary Rule.

    Lastly, it will also address the management and oversight of fiduciary activity

    Areas Covered in the Session

    Fiduciary duties

    Defining fiduciary risk

    Fiduciary risk conditions

    Fiduciary risk events

    The nature of fiduciary risk consequences

    Fiduciary-like responsibilities

    Functions/activities that contain fiduciary responsibilities

    Causes of fiduciary risk events

    Review of suitability standards of a fiduciary

    Review of disclosure standards of a fiduciary

    Laws and regulations that govern fiduciary activities

    A review of the recent US Department of Labor (DOL) rule that addresses the fiduciary responsibilities of certain business activities of broker/dealers

    Fiduciary risk management

    Who Will Benefit

    Asset Management firms

    Senior Management

    Relationship Managers

    Investment Managers

    Risk Managers

    Compliance Officers

    Auditors

    Private Banks

    Senior Management

    Investment Managers

    Relationship Managers

    Risk Managers

    Compliance Officers

    Auditors

    Commercial Banks

    Personal Trust Officers

    Corporate Trust Officers

    Investor Services Officers

    Risk Managers

    Compliance Officers

    Auditors

    Broker/Dealers

    Brokers

    Risk Managers

    Compliance Officers

    Auditors

    Trustees

    Regulatory oversight of Fiduciary businesses and functions

    Educators at the University level

    Speaker Profile

    Robert Geary is the founder of Greenwich Risk Management Advisory Services “LLC” and services as the principal consultant on many of the firm’s consultancy mandates.

    Robert has been a banking and finance industry professional for 49 years with 34 years serving in a variety of senior Treasury, financial markets, asset management and risk management roles at JP Morgan Chase & Co. During his career with JP Morgan Chase he served in the following positions:

    Head of Chase Manhattan Bank’s euro and other offshore funding activities

    Chase’s first Asia/Pacific Area Treasury and Financial Markets Executive located in Hong Kong with responsibility for the treasury, currency trading/sales activities and securities portfolios of Chase’s branches in nine countries that included the major centers of Japan, Hong Kong and Singapore

    Western Hemisphere Area Treasury and Financial Markets Executive with similar responsibilities for Chase’s branches in South America, Canada, Panama and Puerto Rico

    National Sales Manager for Chase Securities


    Keywords: Accepted papers list. Acceptance Rate. EI Compendex. Engineering Index. ISTP index. ISI index. Impact Factor.
    Disclaimer: ourGlocal is an open academical resource system, which anyone can edit or update. Usually, journal information updated by us, journal managers or others. So the information is old or wrong now. Specially, impact factor is changing every year. Even it was correct when updated, it may have been changed now. So please go to Thomson Reuters to confirm latest value about Journal impact factor.