Fiduciary Risk and Fiduciary Risk Management
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Website https://www.traininng.com/webinar/fiduciary-risk-and-fiduciary-risk-management-201531live?ourglocal- |
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Deadline: July 08, 2020 | Date: July 08, 2020
Venue/Country: Online event, U.S.A
Updated: 2020-05-25 20:04:07 (GMT+9)
Call For Papers - CFP
OverviewIndividuals who should consider attending this webinar are persons that serve in a fiduciary capacity as an individual or as members of a fiduciary activity within a business. Also, individuals who serve in senior management, risk management, compliance or audit with oversight responsibility of business activities with fiduciary roles should consider attending.In addition, this webinar would be of value to regulators who also must address businesses with fiduciary activities under their supervision as well as colleges and universities with risk management as part of a degree curriculum.Why you should AttendThis presentation will provide:An understanding of fiduciary roles and fiduciary riskAn understanding of fiduciary risk conditions and fiduciary risk eventsAn understanding of fiduciary risk consequencesAn understanding of fiduciary-like responsibilitiesAn understanding of potential causes of fiduciary risk events within fiduciary functionsA focus on suitability and disclosure as potential causes of fiduciary risk eventsThe presentation also will review the functions that contain fiduciary responsibilities, site the laws and regulations that govern fiduciary activities and address the recent new DOL Fiduciary Rule.Lastly, it will also address the management and oversight of fiduciary activityAreas Covered in the SessionFiduciary dutiesDefining fiduciary riskFiduciary risk conditionsFiduciary risk eventsThe nature of fiduciary risk consequencesFiduciary-like responsibilitiesFunctions/activities that contain fiduciary responsibilitiesCauses of fiduciary risk eventsReview of suitability standards of a fiduciaryReview of disclosure standards of a fiduciaryLaws and regulations that govern fiduciary activitiesA review of the recent US Department of Labor (DOL) rule that addresses the fiduciary responsibilities of certain business activities of broker/dealersFiduciary risk management Who Will BenefitAsset Management firmsSenior ManagementRelationship ManagersInvestment ManagersRisk ManagersCompliance OfficersAuditorsPrivate BanksSenior ManagementInvestment ManagersRelationship ManagersRisk ManagersCompliance OfficersAuditorsCommercial BanksPersonal Trust OfficersCorporate Trust OfficersInvestor Services OfficersRisk ManagersCompliance OfficersAuditorsBroker/DealersBrokersRisk ManagersCompliance OfficersAuditorsTrusteesRegulatory oversight of Fiduciary businesses and functionsEducators at the University levelSpeaker ProfileRobert Geary is the founder of Greenwich Risk Management Advisory Services “LLC” and services as the principal consultant on many of the firm’s consultancy mandates.Robert has been a banking and finance industry professional for 49 years with 34 years serving in a variety of senior Treasury, financial markets, asset management and risk management roles at JP Morgan Chase & Co. During his career with JP Morgan Chase he served in the following positions: Head of Chase Manhattan Bank’s euro and other offshore funding activitiesChase’s first Asia/Pacific Area Treasury and Financial Markets Executive located in Hong Kong with responsibility for the treasury, currency trading/sales activities and securities portfolios of Chase’s branches in nine countries that included the major centers of Japan, Hong Kong and SingaporeWestern Hemisphere Area Treasury and Financial Markets Executive with similar responsibilities for Chase’s branches in South America, Canada, Panama and Puerto RicoNational Sales Manager for Chase Securities
Keywords: Accepted papers list. Acceptance Rate. EI Compendex. Engineering Index. ISTP index. ISI index. Impact Factor.
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